Shenyin & Wanguo Securities Co., Ltd. (SWS), formed by the merger of Shanghai Shenyin Securities Company and Shanghai International Securities Company on Sepertember 16, 1996, is the first joint-stock securities company in China. SWS now has 206 shareholders, including its largest shareholder Central Huijin Investment Ltd. Established more than two decades ago, we have grown into a large comprehensive securities company with more than 3,500 employees and RMB6.71576 billion capital. Besides its internal divisions, SWS has 9 regional branches, 2 representative offices and 150 business sub-branches all over the country.

SWS' holding subsidiaries include SWS Research Co., Ltd., Shenyin & Wanguo Futures Co., Ltd., Shenyin & Wanguo Investment Co., Ltd., SWS MU Fund Management Co., Ltd. as well as Shenyin & Wanguo (H.K.) Group Co. and listed company Shenyin Wanguo (H.K) Limited in the Hong Kong Special Administrative Region. In addition, SWS has a stake in Fullgoal Fund Management Co., Ltd.

SWS' business scope covers securities brokerage, securities investment advisory, financial advisory related to securities trading and investment, proprietary securities trading, securities underwriting and sponsoring, securities asset management, commission sales of securities investment funds, IB for futures companies, and margin trading and securities lending, other businesses approved by national regulatory authorities.